C•••••• P••••

Advisor at W••••• B•••••• A•••••••• L••

HOUSTON, TX | LANTANA, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cdc6990-7522-f894-30a1-e8f280ac471c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Nov 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• B•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• B•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 10, 2026	n/a	yes	HOUSTON, TX\|LANTANA, TX	Current employment
W••••• B•••••• A•••••••• L••	I•••••••••_WEALTH	Sep 20, 2024	Mar 9, 2026	no	LANTANA, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• A•••••••• L••	W••••• B•••••• A•••••••• L••	Sep 4, 2024	Sep 20, 2024	16	Firm change	Ibd to RIA
M••••••• I••••••••• N•••••• I•••	K•••••••• W••••• A•••••••• L••	Sep 20, 2023	Oct 4, 2023

Relationships

Registered with (8)

→ W••••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2024 to Mar 9, 2026factForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 4, 2023 to Sep 4, 2024factForm ADV
→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: previous registration
May 17, 2023 to Sep 20, 2023factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Sep 4, 2024
Advisor changed firm
C•••••• P•••• left K•••••••• W••••• A•••••••• L•• for W••••• B•••••• A•••••••• L•• (registered 2024-09-20)
Form ADVobserved 7 days ago
Occurred
Sep 20, 2023
Advisor changed firm
C•••••• P•••• left M••••••• I••••••••• N•••••• I••• for K•••••••• W••••• A•••••••• L•• (registered 2023-10-04)
Form ADVobserved 7 days ago
Occurred
May 18, 2023
Advisor changed firm
C•••••• P•••• left P•• W••••• M••••••••• for M••••••• I••••••••• N•••••• I••• (registered 2023-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cdc6990-7522-f894-30a1-e8f280ac471c
First observed: Nov 4, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.