DFX Intelligence

T•••• R•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

T•••• R•••••• F•••••

Advisor at T•••••• W••••• M••••••••• L••

BAY CITY, TX

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Search this name across graphsid dfx:ria:6cf27f4f-1173-ecd2-aa9d-40e638f16cde

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• W••••• M••••••••• L••	State registered	Jul 17, 2023	n/a	yes	BAY CITY, TX	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Apr 25, 2008	Apr 28, 2023	no	SCOTTSDALE, AZ\|BAY CITY, TX\|SHENANDOAH, TX\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	T•••••• W••••• M••••••••• L••	Apr 28, 2023	Jul 17, 2023	80	Firm change	RIA to state RIA
A••••••• G•••••• S••••••••• I•••••••••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Apr 25, 2008

Relationships

Registered with (3)

→ T•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 17, 2023 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Apr 25, 2008 to Apr 28, 2023factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••Registered adviserregistration: previous registration
Aug 15, 2001 to Apr 25, 2008factForm ADV

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
T•••• R•••••• F••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for T•••••• W••••• M••••••••• L•• (registered 2023-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cf27f4f-1173-ecd2-aa9d-40e638f16cde
First observed: Aug 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.