This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$0Item 5.F on the latest filing (2023-06-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

0

CRD

326773

Filings on the tape

1

First filed

Jun 9, 2023

Latest filed

Jun 9, 2023

Organised

Limited Liability Company, TX

• Occurred

  Apr 28, 2023
  Team lift-out

  2 advisors left United Planners' Financial Services OF America A Limited Partner (Bay City, TX) for Trilogy Wealth Management, LLC on the same day

  Form ADVobserved 6 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee647c35-5aee-6b05-13a4-ca82ff630213

First observed

Jun 9, 2023

Last observed

Jun 9, 2023 40 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.