DFX Intelligence

P•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

P•••••• W•••••••

Advisor at I•••••• W•••••

Cincinnati, OH | CLEVES, OH

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Search this name across graphsid dfx:ria:6cfe9e90-9fa2-44c2-47be-b58951bfcfd0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• W•••••	State registered	Jun 22, 2021	n/a	yes	Cincinnati, OH\|CLEVES, OH	Current employment
B••• I••••••••• I••••••••• A•••••••• I•••	Former SEC adviser	May 11, 2017	Oct 30, 2020	no	Florence, KY\|GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• I••••••••• I••••••••• A•••••••• I•••	I•••••• W•••••	Oct 30, 2020	Jun 22, 2021	235	Firm change	Other
S•••••••• A••••••• L••	B••• I••••••••• I••••••••• A•••••••• I•••	May 4, 2017	May 11, 2017

Relationships

Registered with (3)

→ I•••••• W•••••Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 11, 2017 to Oct 30, 2020factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 18, 2009 to May 4, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cfe9e90-9fa2-44c2-47be-b58951bfcfd0
First observed: Nov 18, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.