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Advisor at MML INVESTORS SERVICES, LLC
Indianapolis, IN | Star City, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Star City, IN|Indianapolis, IN | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 7, 2016 | Mar 25, 2017 | no | ORLAND PARK, IL|VALPARAISO, IN | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Oct 9, 2006 | Dec 28, 2015 | no | MONTICELLO, IN | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 5, 2006 | Jun 9, 2006 | no | MONTICELLO, IN|MONTECELLO, IN|CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 14, 2003 | Nov 2, 2005 | no | GURNEE, IL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | May 3, 1999 | Oct 3, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| OSAIC FA, INC. | MSI FINANCIAL SERVICES, INC. | Dec 28, 2015 | Jan 7, 2016 | 10 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | OSAIC FA, INC. | Nov 2, 2005 | Jan 5, 2006 | 64 | Firm change | Other |
| OSAIC FA, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 3, 2003 | Oct 14, 2003 | 11 | Firm change | Other |