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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

RANDALL SCOTT WEST

Advisor at TRUIST ADVISORY SERVICES, INC.

WILLIAMSTON, NC

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Search this name across graphsid dfx:ria:6d251603-e404-d099-20e8-ebd39206933f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 27, 1995
First registration: Oct 28, 2002
Dual registered: yes, broker-dealer
Other names: RANDALL SCOTT WEST
IAPD individual key: 2584595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	n/a	yes	WILLIAMSTON, NC	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Nov 29, 2017	Feb 17, 2021	no	WILLIAMSTON, NC\|RICHMOND, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Nov 30, 2017	no	GREENVILLE, NC\|CARY, NC\|WILLIAMSTON, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 30, 2003	Oct 23, 2009	no	GREENVILLE, NC\|WILLIAMSTON, NC\|WILLIAMSTON, NC\|KITTY HAWK, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 28, 2002	Oct 31, 2003	no	WILLIAMSTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BB&T SECURITIES, LLC	Nov 30, 2017	Nov 29, 2017	-1	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 31, 2003	Oct 30, 2003	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:142785:NC:2017-11-30	Nov 30, 2017	Nov 29, 2017	WILLIAMSTON, NC	Firm change

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Feb 17, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 30, 2017factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 30, 2003 to Oct 23, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 28, 2002 to Oct 31, 2003factForm ADV

Dated events

No dated event names this entity yet.