DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TAYLOR SECURITIES SERVICES, INC.

CRD 304070

HARRISBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d283a71-1cb5-ee3e-e0a2-7baaf6019c89

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 2, 2019 to Feb 23, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $253MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $252M
Private client RAUM: $226MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $63.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 126
Individual clients: 730
High net worth clients: 35
Custody, client assets: $195M
SEC number: 801-125793
CRD: 304070
Filings on the tape: 21
First filed: May 2, 2019
Latest filed: Feb 23, 2026
Organised: Corporation, PA
Website: taylorretirementservices.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW ALAN TAYLOR	Certified Financial Planner	HARRISBURG, PA	6	31	2	no
SHAWN DAVID MULLARKEY	n/a	HARRISBURG, PA	6	20	4	no
JANET M LOWE	n/a	HARRISBURG, PA	4	22	3	no
ADAM P KORHUT	n/a	HARRISBURG, PA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TAYLOR, MATTHEW, ALAN	President	E	yes	08/2017	May 2, 2019	Jul 19, 2024
FLEMING, STACY, GRAVES	CHIEF COMPLIANCE OFFICER	Na	no	11/2023	Dec 4, 2023	Jul 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TAYLOR RETIREMENT SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 23, 2026	$253M	$252M	11	4	n/a	n/a
2024	Mar 11, 2025	$153M	$153M	12	4	n/a	n/a
2023	Mar 6, 2024	$125M	$125M	10	3	n/a	n/a
2022	Jan 17, 2023	$103M	$103M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$253M	$153M	65.2%	$103M	34.9%	11	12	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROOKSTONE CAPITAL MANAGEMENT LLC	2	Jan 15, 2020	Jan 6, 2020	WHEATON, IL	Team lift out	RIA to RIA	0.8%

Relationships

Registered with (5)

← ADAM P KORHUTAdvisorregistration: current employment
Nov 6, 2024 to presentfactForm ADV
← JANET M LOWEAdvisorregistration: current employment
May 26, 2022 to presentfactForm ADV
← MATTHEW ALAN TAYLORAdvisorregistration: current employment
Jan 6, 2020 to presentfactForm ADV
← SHAWN DAVID MULLARKEYAdvisorregistration: current employment
Jan 6, 2020 to presentfactForm ADV
← AARON R KRASNEYAdvisorregistration: previous registration
Jan 6, 2020 to Jul 28, 2020factForm ADV

Controls (1)

← TAYLOR, MATTHEW, ALANOwnerPRESIDENT, ownership code E, individual
May 2, 2019 to Jul 19, 2024factForm ADV

Owns (1)

← FLEMING, STACY, GRAVESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 4, 2023 to Jul 19, 2024factForm ADV

Moved with (1)

← BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Jan 15, 2020 to Jan 6, 2020factForm ADV

Dated events

Occurred
Dec 4, 2023
Control person joined
Graves Stacy Fleming (Chief Compliance Officer) appeared on Schedule A of Taylor Securities Services, Inc.
Form ADVobserved 4 days ago
Occurred
May 3, 2022
First Form ADV filing
Taylor Securities Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d283a71-1cb5-ee3e-e0a2-7baaf6019c89
First observed: May 2, 2019
Last observed: Feb 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TAYLOR SECURITIES SERVICES, INC.

CRD 304070

HARRISBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d283a71-1cb5-ee3e-e0a2-7baaf6019c89

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW ALAN TAYLOR

Certified Financial Planner

HARRISBURG, PA

SHAWN DAVID MULLARKEY

n/a

HARRISBURG, PA

JANET M LOWE

n/a

HARRISBURG, PA

ADAM P KORHUT

n/a

HARRISBURG, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TAYLOR, MATTHEW, ALAN

President

yes

08/2017

May 2, 2019

Jul 19, 2024

FLEMING, STACY, GRAVES

CHIEF COMPLIANCE OFFICER

11/2023

Dec 4, 2023

Jul 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TAYLOR RETIREMENT SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$253M

$252M

n/a

2024

Mar 11, 2025

$153M

n/a

2023

Mar 6, 2024

$125M

n/a

2022

Jan 17, 2023

$103M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$253M

$153M

65.2%

$103M

34.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROOKSTONE CAPITAL MANAGEMENT LLC

Jan 15, 2020

Jan 6, 2020

WHEATON, IL

Team lift out

RIA to RIA

0.8%