DFX Intelligence

A•••••• R••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

A•••••• R••••••• C•••••••••

CRD 178523

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Search this name across graphsid dfx:ria:6d2992f9-1ff0-9fcd-3fff-4a14a27202e4

Data as of Jan 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2018 to Jan 21, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $89.5M••• Locked
Discretionary RAUM: $84.1M
Private client RAUM: $83.6Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $44.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• L•••• G••••	n/a	FAYETTEVILLE, NY	11	21	3	no
W•••••• J•• P•••••••	n/a	Fayetteville, NY \| FAYETTEVILLE, NY	5	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• A•••••• L••••	CCO/PRESIDENT	E	yes	03/2015	Jan 17, 2018	Feb 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• L•••• G••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$89.5M	$63.3M	41.3%	$47.3M	23.7%	3	3	0	0

Relationships

Registered with (2)

← W•••••• J•• P•••••••Advisorregistration: current employment
Jan 21, 2021 to presentfactForm ADV
← A••••• L•••• G••••Advisorregistration: current employment
May 14, 2015 to presentfactForm ADV

Controls (1)

← G••••• A•••••• L••••OwnerCCO/PRESIDENT, ownership code E, individual
Jan 17, 2018 to Feb 13, 2024factForm ADV

Dated events

Occurred
Jan 17, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d2992f9-1ff0-9fcd-3fff-4a14a27202e4
First observed: Jan 17, 2018
Last observed: Jan 21, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.