DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••• R••••••• C•••••••••
FAYETTEVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• R••••••• C••••••••• | Independent wealth | May 14, 2015 | n/a | yes | FAYETTEVILLE, NY | Current employment |
| R••••••• C••••• A••••••• S••••••• | Former SEC adviser | Jan 8, 2015 | May 26, 2015 | no | SYRACUSE, NY|NEW WOODSTOCK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••• C••••• A••••••• S••••••• | A•••••• R••••••• C••••••••• | May 26, 2015 | May 14, 2015 | -12 | Firm change | Other |
| R•• C•••••• M••••••• L•• | R••••••• C••••• A••••••• S••••••• | Feb 25, 2011 | Feb 18, 2011 |
| R••••••• C••••• A••••••• S••••••• | Former SEC adviser | Feb 18, 2011 | Dec 31, 2014 | no | SYRACUSE, NY|NEW WOODSTOCK, NY | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Jan 13, 2005 | Feb 25, 2011 | no | SYRACUSE, NY|SYRACUSE, NY | Previous registration |
| -7 |
| Firm change |
| Other |