DFX Intelligence
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Reading the graph
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Advisor at R•• S•• C•••••• M•••••••••
NEW MARKET, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• S•• C•••••• M••••••••• | Former SEC adviser | Feb 18, 2011 | n/a | yes | NEW MARKET, MD | Current employment |
| R•• S•• C•••••• M••••••••• | Former SEC adviser | Nov 18, 2009 | Dec 31, 2010 | no | FREDERICK, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | R•• S•• C•••••• M••••••••• | Mar 22, 2010 | Nov 18, 2009 | -124 | Firm change after gap | Other |
| H• B•••• I••• | L•• F•••••••• L•• | Nov 1, 2006 | Oct 31, 2006 |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 31, 2006 | Mar 22, 2010 | no | NEW MARKET, MD|FORT MILL, SC|NEW MARKET, MD | Previous registration |
| H• B•••• I••• | Former SEC adviser | Jan 23, 2003 | Nov 1, 2006 | no | NEW MARKET, MD|NEW MARKET, MD | Previous registration |
| Firm change |
| Other |