RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R•••••• C••••
- R•• S•• C•••••• M••••••••• former currentsince Feb 18, 2011 · New Market, Md
- R•• S•• C•••••• M••••••••• formerNov 18, 2009 to Dec 31, 2010 · Frederick, Md
- L•• F•••••••• L•• BD affiliatedOct 31, 2006 to Mar 22, 2010 · New Market, Md
- H• B•••• I••• formerJan 23, 2003 to Nov 1, 2006 · New Market, Md
- L•• F•••••••• L•• to R•• S•• C•••••• M•••••••••left Mar 22, 2010, registered Nov 18, 2009 (-124 days) · Other
- H• B•••• I••• to L•• F•••••••• L••left Nov 1, 2006, registered Oct 31, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address