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R•••••• L••• R••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R•••••• L••• R••••• V••••••

Advisor at F•••••• A•••••••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:6d38c076-79a6-66bc-d0d7-ee23b15c7e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• A•••••••	Independent wealth	Apr 19, 2017	n/a	yes	GUAYNABO, PR	Current employment
P•••••• S••••••••• L••	Mixed wealth	Sep 21, 2007	Mar 13, 2017	no	SANTURCE, PR\|HATO REY, PR\|SAN JUAN, PR\|ST. THOMAS, VI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• S••••••••• L••	F•••••• A•••••••	Mar 13, 2017	Apr 19, 2017	37	Firm change	Other

Relationships

Registered with (2)

→ F•••••• A•••••••Registered adviserregistration: current employment
Apr 19, 2017 to presentfactForm ADV
→ P•••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2007 to Mar 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d38c076-79a6-66bc-d0d7-ee23b15c7e2d
First observed: Sep 21, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.