DFX Intelligence

I•••••• E••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I•••••• E••

I•••••• EMPLOYEE BENEFIT COMMUNICATIONS, INC., CRD 152970

DENVER, CO

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Search this name across graphsid dfx:ria:6d3d7267-677e-432a-824a-866e508297cb

Data as of May 25, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2012 to May 25, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
SEC number: 801-71120
CRD: 152970
Filings on the tape: 3
First filed: Jan 30, 2012
Latest filed: May 25, 2012
Organised

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••• R••••••• A••••••	CHIEF COMPLIANCE OFFICER	E	yes	12/2009	Jan 30, 2012	May 25, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← R••••••• R••••••• A••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 30, 2012 to presentfactForm ADV

Registered with (1)

← R•••••• A•••••• R••••••Advisorregistration: previous registration
Feb 1, 2011 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d3d7267-677e-432a-824a-866e508297cb
First observed: Jan 30, 2012
Last observed: May 25, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.