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RIA / WealthAdvisor17 years in industry

RICHARD ANTHONY RODGERS

Advisor at INNOVEST PORTFOLIO SOLUTIONS LLC

DENVER, CO

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Search this name across graphsid dfx:ria:3cd481f8-e5e1-4aed-1e8c-77bf59f3731f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INNOVEST PORTFOLIO SOLUTIONS LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65
First exam: Apr 15, 2009
First registration: Feb 1, 2011
Dual registered: no
IAPD individual key: 1842302

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INNOVEST PORTFOLIO SOLUTIONS LLC	No RAUM reported	Jul 1, 2020	n/a	yes	DENVER, CO	Current employment
ADVISORY CONSULTING GROUP LLC	Former SEC adviser	May 23, 2018	Jun 10, 2020	no	Denver, CO\|ALAMEDA, CA	Previous registration
STRATEGIES CAPITAL MANAGEMENT	Former SEC adviser	May 23, 2018	Mar 12, 2020	no	Denver, CO\|DENVER, CO	Previous registration
INNOVEST PORTFOLIO SOLUTIONS LLC	No RAUM reported	Mar 19, 2014	Mar 14, 2019	no	DENVER, CO	Previous registration
INSIGHT EBC	Former SEC adviser	Feb 1, 2011	Dec 31, 2013	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORY CONSULTING GROUP LLC	INNOVEST PORTFOLIO SOLUTIONS LLC	Jun 10, 2020	Jul 1, 2020	21	Firm change	Other
STRATEGIES CAPITAL MANAGEMENT	ADVISORY CONSULTING GROUP LLC	Mar 12, 2020	May 23, 2018	-659	Firm change after gap	Other
INNOVEST PORTFOLIO SOLUTIONS LLC	STRATEGIES CAPITAL MANAGEMENT	Mar 14, 2019	May 23, 2018	-295	Firm change after gap	Other
INSIGHT EBC	INNOVEST PORTFOLIO SOLUTIONS LLC	Dec 31, 2013	Mar 19, 2014	78	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142666:106110:CA:2020-06-10	Jun 10, 2020	Jul 1, 2020	ALAMEDA, CA	Firm change

Relationships

Registered with (4)

→ INNOVEST PORTFOLIO SOLUTIONS LLCRegistered adviserregistration: previous registration
Mar 19, 2014 to Mar 14, 2019factForm ADV
→ ADVISORY CONSULTING GROUP LLCRegistered adviserregistration: previous registration
May 23, 2018 to Jun 10, 2020factForm ADV
→ STRATEGIES CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 23, 2018 to Mar 12, 2020factForm ADV
→ INSIGHT EBCRegistered adviserregistration: previous registration
Feb 1, 2011 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.