This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROSPERITY - AN EISNERAMPER COMPANY

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 12, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Apr 12, 2003

First registration

Jan 2, 2014

Dual registered

yes, broker-dealer

Other names

JERMAINE GUTHRIE

IAPD individual key

4627005

• Occurred

  Sep 27, 2024
  Advisor changed firm

  Jermaine Guthrie left Mariner for Prosperity - An Eisneramper Company (registered 2024-10-18)

  Form ADVobserved 4 days ago
• Occurred

  Jun 16, 2023
  Advisor changed firm

  Jermaine Guthrie left Morgan Stanley for Mariner (registered 2023-06-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6d494aba-f86b-7a1a-e1df-bacf6874fe8b

First observed

Jan 2, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.