DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

BRIAN SCOTT MENZEL

Advisor at OSAIC WEALTH, INC.

HARTLAND, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d53830b-4c99-1294-68f9-e25a423b3ebc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 2, 1996
First registration: Jan 20, 2010
Dual registered: yes, broker-dealer
Other names: BRIAN MENZEL
IAPD individual key: 2592509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	HARTLAND, WI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 13, 2018	Jan 19, 2024	no	HARTLAND, WI	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 17, 2014	Nov 2, 2017	no	WAUWATOSA, WI	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Mar 15, 2011	Feb 13, 2014	no	NEW BERLIN, WI\|KENTWOOD, MI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 20, 2010	Mar 31, 2011	no	NEW BERLIN, WI\|Madison, WI\|NEW BERLIN, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
PRINCIPAL SECURITIES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 2, 2017	Apr 13, 2018	162	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	PRINCIPAL SECURITIES, INC.	Feb 13, 2014	Feb 17, 2014	4	Firm change	Other
MML INVESTORS SERVICES, LLC	REGAL INVESTMENT ADVISORS LLC	Mar 31, 2011	Mar 15, 2011	-16	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 13, 2018 to Jan 19, 2024factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 17, 2014 to Nov 2, 2017factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Mar 15, 2011 to Feb 13, 2014factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 20, 2010 to Mar 31, 2011factForm ADV

Dated events

No dated event names this entity yet.