RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• M•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Hartland, Wi
- W••••••• F•••••••• S•••••••• I••• formerApr 13, 2018 to Jan 19, 2024 · Hartland, Wi
- P•••••••• S••••••••• I••• BD affiliatedFeb 17, 2014 to Nov 2, 2017 · Wauwatosa, Wi
- R•••• I••••••••• A••••••• L•• BD affiliatedMar 15, 2011 to Feb 13, 2014 · New Berlin, Wi
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 20, 2010 to Mar 31, 2011 · New Berlin, Wi
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 2, 2017, registered Apr 13, 2018 (162 days) · Other
- R•••• I••••••••• A••••••• L•• to P•••••••• S••••••••• I•••left Feb 13, 2014, registered Feb 17, 2014 (4 days) · Other
- M•• I•••••••• S•••••••• L•• to R•••• I••••••••• A••••••• L••left Mar 31, 2011, registered Mar 15, 2011 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address