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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 16, 2023 | n/a | yes | Wilmington, NC | Current employment |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Jan 16, 2018 | Jun 26, 2023 | no | Lewisville, NC|SAN DIEGO, CA | Previous registration |
| THE RETIREMENT GROUP, LLC | Former SEC adviser | Feb 11, 2017 | Dec 31, 2017 | no | Lewisville, NC|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE RETIREMENT GROUP, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Jun 26, 2023 | May 16, 2023 | -41 | Firm change after gap | RIA to ibd |