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RIA / WealthAdvisorCertified Financial Planner24 years in industry

SCOTT MANNING PORTER

Advisor at COMPOUND PLANNING, INC.

Scottsdale, AZ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d57702d-b1b4-c1c6-5437-bd53e5b42b7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPOUND PLANNING, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 5, 2002
First registration: Mar 7, 2012
Dual registered: no
IAPD individual key: 4502249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPOUND PLANNING, INC.	Independent wealth	Jan 13, 2026	n/a	yes	NEW YORK, NY\|Scottsdale, AZ	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 5, 2026	Jan 14, 2026	no	ROME, GA\|ROME, GA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 24, 2025	Jan 13, 2026	no	Scottsdale, AZ	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Nov 29, 2016	Dec 31, 2025	no	ROME, GA\|SCOTTSDALE, AZ\|ROME, GA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 7, 2012	Jun 8, 2016	no	SCOTTSDALE, AZ\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	COMPOUND PLANNING, INC.	Jan 14, 2026	Jan 13, 2026	-1	Firm change	RIA to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	DEMPSEY LORD SMITH, LLC	Jan 13, 2026	Jan 5, 2026	-8	Firm change	Ibd to RIA
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2025	Nov 24, 2025	-37	Bulk transfer	RIA to ibd
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	DEMPSEY LORD SMITH, LLC	Jun 8, 2016	Nov 29, 2016	174	Firm change	Other

Relationships

Registered with (4)

→ COMPOUND PLANNING, INC.Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Jan 5, 2026 to Jan 14, 2026factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 24, 2025 to Jan 13, 2026factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 7, 2012 to Jun 8, 2016factForm ADV

Dated events

Occurred
Jan 14, 2026
Advisor changed firm
Scott Manning Porter left Dempsey Lord Smith, Llc for Compound Planning, Inc. (registered 2026-01-13)
Form ADVobserved 6 days ago
Occurred
Jan 13, 2026
Advisor changed firm
Scott Manning Porter left Cambridge Investment Research Advisors, Inc. for Dempsey Lord Smith, Llc (registered 2026-01-05)
Form ADVobserved 6 days ago