DFX Intelligence

A•••••• W••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

A•••••• W••••• M•••••

Advisor at P••• I••••••••• L••

COHASSET, MA

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Search this name across graphsid dfx:ria:6d5baed2-23c8-9a0e-49f6-53ba5173d462

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	Jul 1, 2010	n/a	yes	COHASSET, MA	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	May 1, 2010	Jun 10, 2010	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	P••• I••••••••• L••	Jun 10, 2010	Jul 1, 2010	21	Firm change	Other
B••• A•••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	May 7, 2010	May 1, 2010

Relationships

Registered with (3)

→ P••• I••••••••• L••Registered adviserregistration: current employment
Jul 1, 2010 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Jun 10, 2010factForm ADV
→ B••• A•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2005 to May 7, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d5baed2-23c8-9a0e-49f6-53ba5173d462
First observed: Oct 21, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.