DFX Intelligence

E•• U••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E•• U••• I•••

CRD 226605

COHASSET, MA

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Search this name across graphsid dfx:ria:6d682f98-5de0-fdd3-0f48-74ce7aa178de

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 1
Observed: Jun 9, 2015 to Mar 22, 2024
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E•• U••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $456M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• E••••• P••••••• V• G••• • C•• K•	Private Equity Fund	$400M	Mar 22, 2024	24	Mar 26, 2019	reported	n/a
G••••• E••••• P••••••• I• G••• • C•• K•	Private Equity Fund	$55.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•• E••••• C•••••• M••••••••• G•••	Shareholder	E	yes	05/2015	Jun 9, 2015	Mar 22, 2024
E•• E••••• C•••••• M••••••••• G•••	Shareholder	E	yes	12/2005	Jun 9, 2015	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• E••••• C•••••• A••••••••• G•••	n/a	n/a	n/a	N	yes	n/a
E•• E••••• C•••••• M••••••••• G•••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$456M	$483M	-5.6%	$530M	-4.9%	1	1	0	0

Relationships

Advises (5)

→ G••••• E••••• P••••••• V• G••• • C•• K•Private fundPrivate Equity Fund, IA
Mar 26, 2019 to presentfactForm ADV
→ G••••• E••••• P••••••• I• G••• • C•• K•Private fundPrivate Equity Fund, IA
Jun 9, 2015 to presentfactForm ADV
→ G•• I•• V••••••••• G•••Private fundPrivate Equity Fund, IA, no longer reported
Mar 26, 2019 to Oct 20, 2020factForm ADV
→ G••••• E••••• P••••••• I•• L•••

Dated events

Occurred
Mar 26, 2019
Regulatory AUM changed
E•• U••• I••• reported RAUM $552.3M, up 55% from $357.3M (2018-03-29 to 2019-03-26)
Form ADVobserved 7 days ago
$195M
Occurred
Mar 26, 2019
Control person left
Sacha Yves Michel Davy (Director Of Agp Gep Iii Ltd.) no longer on Schedule A of E•• U••• I••• (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 7 days ago
Occurred
Mar 26, 2019
Control person left
Gerald Barry Mcclay (Director Of Agp Gep Iii Ltd.) no longer on Schedule A of E•• U••• I••• (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d682f98-5de0-fdd3-0f48-74ce7aa178de
First observed: Jun 9, 2015
Last observed: Mar 22, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.