DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
E•• U••• I•••
Latest filing Mar 22, 2024
First filing on the tape Jun 9, 2015 · 15 filings
RAUM
$456M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$456M gross assets
History
15 filings and snapshots on the tape
RAUM$456M as of Mar 22, 2024
Mar 30, 2016$335M then
HNW client RAUM$0 as of Mar 22, 2024
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 22, 2024
Mar 30, 20160 then
Employees (5.A)1 as of Mar 22, 2024
Mar 30, 20161 then
Private funds2 as of Mar 22, 2024
Mar 30, 20163 then
RAUM -5.6% over the last fiscal year-4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 22, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $228MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$456M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• E••••• P••••••• V• G••• • C•• K• | Private Equity Fund | $400M | 24 | Mar 26, 2019 |
| G••••• E••••• P••••••• I• G••• • C•• K• | Private Equity Fund | $55.2M | 22 | Jun 9, 2015 |
| G••••• E••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $5.9M | 15 | Mar 27, 2012 |
| G•• S•• L••••••no longer reported | Private Equity Fund | $307,223 | 16 | Jun 9, 2015 |
| G•• I•• V••••••••• G•••no longer reported | Private Equity Fund | $135,064 | 20 | Mar 26, 2019 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• C••••••••• L•••• · Chief Compliance Officer/ Director/ Presidentcontrolsince 05/2015 · owns less than 5%
- E••••••••• A••• · Managing Director/Shareholdercontrolsince 06/2004 · owns 50% to 75% of E•• E••••• C•••••• M••••••••• G•••
- K••••••• F••••••• A•••••••• · Managing Director/Shareholdercontrolsince 09/2019 · owns 25% to 50% of E•• E••••• C•••••• M••••••••• G•••
- P•••••• C••••••••• L•••• · Managing Directorcontrolsince 04/1999 · owns F of E•• E••••• C•••••• M••••••••• G•••
Entity owners
- E•• E••••• C•••••• M••••••••• G••• · Shareholderdirect · owns 75% or more
- E•• E••••• C•••••• M••••••••• G••• · Shareholderindirect · owns 75% or more of E•• E••••• C•••••• A••••••••• G•••
Related persons
Schedule D 7.A
- E•• E••••• C•••••• A••••••••• G•••pooled vehicle sponsorn
- E•• E••••• C•••••• M••••••••• G•••investment advisery
- G•• M••••••••• G••• • C•• K•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Non-discretionary RAUM · $483M to $456MMar 29, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $483M to $456MMar 29, 2023 to Mar 22, 2024
- RAUM · $483M to $456MMar 29, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $531M to $483MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $531M to $483MMar 31, 2022 to Mar 29, 2023
- RAUM · $531M to $483MMar 31, 2022 to Mar 29, 2023
- Accounts · 3 to 2Mar 24, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $530M to $531MMar 24, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $530M to $531MMar 24, 2021 to Mar 31, 2022
- RAUM · $530M to $531MMar 24, 2021 to Mar 31, 2022
- Accounts · 4 to 3Oct 20, 2020 to Mar 24, 2021
- Pooled vehicle clients · 3 to 2Oct 20, 2020 to Mar 24, 2021
- Private funds · 3 to 2Oct 20, 2020 to Mar 24, 2021
- Non-discretionary RAUM · $529M to $530MOct 20, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $529M to $530MOct 20, 2020 to Mar 24, 2021
- RAUM · $529M to $530MOct 20, 2020 to Mar 24, 2021
- Non-discretionary RAUM · $552M to $529MMar 26, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $552M to $529MMar 26, 2019 to Mar 27, 2020
- RAUM · $552M to $529MMar 26, 2019 to Mar 27, 2020
- Accounts · 5 to 4Mar 29, 2018 to Mar 26, 2019
- Pooled vehicle clients · 4 to 3Mar 29, 2018 to Mar 26, 2019
- Private funds · 2 to 3Mar 29, 2018 to Mar 26, 2019
- Non-discretionary RAUM · $357M to $552MMar 29, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $357M to $552MMar 29, 2018 to Mar 26, 2019
- RAUM · $357M to $552MMar 29, 2018 to Mar 26, 2019
- Accounts · 6 to 5Mar 30, 2017 to Mar 29, 2018
- Charity clients · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 4.0Mar 30, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Private funds · 3 to 2Mar 30, 2017 to Mar 29, 2018
- HNW RAUM · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Individual RAUM · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $315M to $357MMar 30, 2017 to Mar 29, 2018
- Pension RAUM · unset to 0.0Mar 30, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 357266929.0Mar 30, 2017 to Mar 29, 2018
- RAUM · $315M to $357MMar 30, 2017 to Mar 29, 2018
Signals
4 dated events
- E•• U••• I••• reported RAUM $552.3M, up 55% from $357.3M (2018-03-29 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Sacha Yves Michel Davy (Director Of Agp Gep Iii Ltd.) no longer on Schedule A of E•• U••• I••• (listed 2018-03-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Gerald Barry Mcclay (Director Of Agp Gep Iii Ltd.) no longer on Schedule A of E•• U••• I••• (listed 2018-03-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- E•• U••• I••• filed its initial SEC registration (Form ADV)Jun 9, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•• U••• I••• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026