This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CENTAURUS FINANCIAL, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 12, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

9

Exams

S66

First exam

Jan 12, 2013

First registration

Jan 15, 2013

Dual registered

yes, broker-dealer

Other names

Michael Shawn Mullen|MICHAEL SHAWN MULLEN

IAPD individual key

6130809

• Occurred

  Jul 16, 2024
  Advisor changed firm

  Michael Shawn Mullen left Sei Investments Management Corp for Centaurus Financial, Inc. (registered 2024-08-19)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6d69707b-2549-8b33-155d-e60ec2e4389b

First observed

Jan 15, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.