DFX Intelligence

N••••• R•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

N••••• R•••• S••••••

Advisor at E• W••••• A•••••••

Irvine, CA | TORRANCE, CA

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Search this name across graphsid dfx:ria:6d6d6a8d-f3d1-03a5-63f3-76b2009b46b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jun 17, 2020	n/a	yes	Irvine, CA\|TORRANCE, CA	Current employment
T•• F•••••••• H•••••	n/a	Sep 23, 2019	Jun 4, 2020	no	VISTA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F•••••••• H•••••	E• W••••• A•••••••	Jun 4, 2020	Jun 17, 2020	13	Firm change	Other
C••••••• P•••••••	T•• F•••••••• H•••••	Oct 22, 2018	Sep 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
161721:105348:CA:2017-08-29	Aug 29, 2017	Jun 2, 2016	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (8)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jun 17, 2020 to presentfactForm ADV
→ T•• F•••••••• H•••••Registered adviserregistration: previous registration
Sep 23, 2019 to Jun 4, 2020factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Jun 2, 2016 to Oct 22, 2018factForm ADV
→ G•••• W••••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d6d6a8d-f3d1-03a5-63f3-76b2009b46b6
First observed: Jan 15, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.