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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GUPTA WEALTH MANAGEMENT, LLC

CRD 161721

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08033438-849d-d86c-47b9-11d703062d8d

Data as of Feb 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 1
On other graphs: 1
Observed: Aug 28, 2013 to Feb 22, 2017
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Gupta Wealth Management, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5MItem 5.F on the latest filing (2017-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 16
SEC number: 801-78524
CRD: 161721
Filings on the tape: 16
First filed: Aug 28, 2013
Latest filed: Feb 22, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SENIOR HOUSING NVCA, LLC	Real Estate Fund	$10.4M	Mar 30, 2016	45	Apr 27, 2015	reported	021-238564
PHP TX LLC	Real Estate Fund	$6.0M	Mar 30, 2016	20	Apr 27, 2015	reported	021-238683
GUPTA WEALTH SERIES OF COPPERSTONE MULTI SERIES IDF, LP	Hedge Fund	$4.0M	Mar 30, 2016	1	Apr 27, 2015	reported	021-223840
LAVENDER SENIOR LIVING LLC	Real Estate Fund	$2.0M	Mar 30, 2016	11	Apr 27, 2015	reported	021-238569
GWM MONTGOMERY RIVER INVESTORS LLC	Real Estate Fund	$74,103	Jun 4, 2015	13	Apr 27, 2015	dropped	021-229391
GWM INDUSTRIAL S&G INVESTORS, LLC	Real Estate Fund	$30,937	Jun 4, 2015	13	Apr 27, 2015	dropped	021-230030

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUPTA, AJAY, K.	MANAGING MEMBER	E	yes	10/2013	Oct 4, 2013	Feb 22, 2017
KRAUSE, BRIAN, PETER	Member	A	yes	10/2013	Oct 4, 2013	Feb 22, 2017
MCCULLOCH, JEFFREY, SCOTT	Member	B	yes	10/2013	Oct 4, 2013	Feb 22, 2017
YOUNG, JILL, REBECCA	CHIEF COMPLIANCE OFFICER	Na	yes	11/2014	Nov 21, 2014	Feb 22, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STRONGHOLD FINANCIAL, LLC	n/a	Former SEC adviser	$38.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Feb 17, 2017	$2.5M	$2.5M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$1.1B	$967M	18	9	n/a	4	$22.4M
2014	Feb 19, 2015	$690M	$597M	20	10	n/a	n/a	n/a
2013	Mar 27, 2014	$540M	$488M	8	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$2.5M	$1.1B	-99.8%	$540M	-83.3%	4	18	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREATIVE PLANNING	5	Aug 29, 2017	Feb 4, 2019	SAN DIEGO, CA	Firm absorbed	Other	100.0%

Relationships

Affiliated with (2)

→ STRONGHOLD FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← STRONGHOLD FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← YOUNG, JILL, REBECCAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2014 to presentfactForm ADV
← MCCULLOCH, JEFFREY, SCOTTOwnerMEMBER, ownership code B, individual
Oct 4, 2013 to presentfactForm ADV
← GUPTA, AJAY, K.OwnerMANAGING MEMBER, ownership code E, individual
Oct 4, 2013 to presentfactForm ADV
← KRAUSE, BRIAN, PETEROwnerMEMBER, ownership code A, individual
Oct 4, 2013 to presentfactForm ADV

Advises (6)

→ GUPTA WEALTH SERIES OF COPPERSTONE MULTI SERIES IDF, LPPrivate fundHedge Fund, IA
Apr 27, 2015 to presentfactForm ADV
→ PHP TX LLCPrivate fundReal Estate Fund, IA
Apr 27, 2015 to presentfactForm ADV
→ LAVENDER SENIOR LIVING LLCPrivate fundReal Estate Fund, IA
Apr 27, 2015 to presentfactForm ADV
→ SENIOR HOUSING NVCA, LLCPrivate fundReal Estate Fund, IA
Apr 27, 2015 to presentfactForm ADV
→ GWM MONTGOMERY RIVER INVESTORS LLCPrivate fundReal Estate Fund, IA, no longer reported
Apr 27, 2015 to Jun 4, 2015factForm ADV
→ GWM INDUSTRIAL S&G INVESTORS, LLCPrivate fundReal Estate Fund, IA, no longer reported
Apr 27, 2015 to Jun 4, 2015factForm ADV

Moved with (1)

→ CREATIVE PLANNINGRegistered adviser5 advisors, firm absorbed, same day
Aug 29, 2017 to Feb 4, 2019factForm ADV

Registered with (11)

← JEFFREY SCOTT MCCULLOCHAdvisorregistration: previous registration
Oct 4, 2013 to Aug 29, 2017factForm ADV
← PHILLIP NOLAND ATTEBERYAdvisorregistration: previous registration
Nov 3, 2014 to Aug 29, 2017factForm ADV
← NORMAN CLARK CALDWELLAdvisorregistration: previous registration
Dec 24, 2014 to Aug 29, 2017factForm ADV
← BRIAN PETER KRAUSEAdvisorregistration: previous registration
Oct 4, 2013 to Aug 29, 2017factForm ADV
← NICOLE RENEE SIMPSONAdvisorregistration: previous registration
Apr 4, 2016 to Aug 29, 2017factForm ADV
← SARAH O'NEILL WHITEAdvisorregistration: previous registration
May 26, 2015 to Aug 12, 2016factForm ADV
← CHARLES BENNETT SACHSAdvisorregistration: previous registration
Apr 4, 2016 to Jun 6, 2016factForm ADV
← JOHN MICHAEL PETERSAdvisorregistration: previous registration
Feb 6, 2015 to Jun 6, 2016factForm ADV
← DEAN BRADLEY KERNUSAdvisorregistration: previous registration
Feb 13, 2014 to May 20, 2016factForm ADV
← GABRIELLA SHEFFIELDAdvisorregistration: previous registration
Oct 31, 2014 to May 19, 2016factForm ADV
← CHRISTOPHER GREGORY RUSSELLAdvisorregistration: previous registration
Oct 20, 2015 to Mar 18, 2016factForm ADV

Dated events

Occurred
Aug 28, 2013
First Form ADV filing
Artelm Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08033438-849d-d86c-47b9-11d703062d8d
First observed: Aug 28, 2013
Last observed: Feb 22, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUPTA WEALTH MANAGEMENT, LLC

CRD 161721

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08033438-849d-d86c-47b9-11d703062d8d

Data as of Feb 22, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SENIOR HOUSING NVCA, LLC

Real Estate Fund

$10.4M

Mar 30, 2016

Apr 27, 2015

reported

021-238564

PHP TX LLC

Real Estate Fund

$6.0M

Mar 30, 2016

Apr 27, 2015

reported

021-238683

GUPTA WEALTH SERIES OF COPPERSTONE MULTI SERIES IDF, LP

Hedge Fund

$4.0M

Mar 30, 2016

Apr 27, 2015

reported

021-223840

LAVENDER SENIOR LIVING LLC

Real Estate Fund

$2.0M

Mar 30, 2016

Apr 27, 2015

reported

021-238569

GWM MONTGOMERY RIVER INVESTORS LLC

Real Estate Fund

$74,103

Jun 4, 2015

Apr 27, 2015

dropped

021-229391

GWM INDUSTRIAL S&G INVESTORS, LLC

Real Estate Fund

$30,937

Jun 4, 2015

Apr 27, 2015

dropped

021-230030

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUPTA, AJAY, K.

MANAGING MEMBER

yes

10/2013

Oct 4, 2013

Feb 22, 2017

KRAUSE, BRIAN, PETER

Member

yes

10/2013

Oct 4, 2013

Feb 22, 2017

MCCULLOCH, JEFFREY, SCOTT

Member

yes

10/2013

Oct 4, 2013

Feb 22, 2017

YOUNG, JILL, REBECCA

CHIEF COMPLIANCE OFFICER

yes

11/2014

Nov 21, 2014

Feb 22, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STRONGHOLD FINANCIAL, LLC

n/a

Former SEC adviser

$38.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Feb 17, 2017

$2.5M

n/a

2015

Mar 30, 2016

$1.1B

$967M

n/a

$22.4M

2014

Feb 19, 2015

$690M

$597M

n/a

2013

Mar 27, 2014

$540M

$488M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$2.5M

$1.1B

-99.8%

$540M

-83.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREATIVE PLANNING

Aug 29, 2017

Feb 4, 2019

SAN DIEGO, CA

Firm absorbed

Other

100.0%