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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
MINNEAPOLIS, MN | Tamarac, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Sep 10, 2025 | n/a | yes | Tamarac, FL|MINNEAPOLIS, MN | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 8, 2022 | Apr 5, 2025 | no | West Palm Beach, FL|Fort Lauderdale, FL|Plantation, FL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 28, 2018 | Oct 14, 2022 | no | AVENTURA, FL|West Palm Beach, FL|Plantation, FL|OMAHA, NE | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Sep 7, 2023 | no | OMAHA, NE|Aventura, FL|WEST PALM BEACH, FL|Plantation, FL | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jul 27, 2017 | Feb 26, 2018 | no | Pembroke Pines, FL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 22, 2009 | Feb 2, 2016 | no | ARLINGTON, VA|Ft. Lauderdale, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Apr 5, 2025 | Sep 10, 2025 | 158 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 7, 2023 | Feb 28, 2018 | -2,017 | Channel change | Other |
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Feb 8, 2022 | -248 | Channel change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | SCOTTRADE INVESTMENT MANAGEMENT | Feb 2, 2016 | Jul 27, 2017 | 541 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:FL:2023-09-07 | Sep 7, 2023 | Feb 28, 2018 | PLANTATION, FL | Firm change after gap |
| 7870:5393:NE:2022-10-14 | Oct 14, 2022 | Feb 8, 2022 | OMAHA, NE | Firm change after gap |