DFX Intelligence

W••••• M•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

W••••• M•••••• W••••

Advisor at A••••••• A••••••• L••

Raleigh, NC | CULVER CITY, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••••• L••	No RAUM reported	Sep 10, 2026	n/a	yes	Raleigh, NC\|CULVER CITY, CA	Current employment
B••••••••• C•••••• M••••••••• L••	Independent wealth	Jan 14, 2022	Sep 9, 2026	no	Raleigh, NC\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	B••••••••• A•••• M••••••••• L••	Sep 9, 2026	Jan 28, 2015	-4,242	Firm change after gap	Other
B••••••••• C•••••• M••••••••• L••	A••••••• A••••••• L••	Sep 9, 2026	Sep 10, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
141413:340784:NC:2026-09-09	Sep 9, 2026	Sep 10, 2026	RALEIGH, NC	Firm change
153467:141413:NC:2021-12-31	Dec 31, 2021	Jan 14, 2022	RALEIGH, NC	Firm change

Relationships

Registered with (4)

→ A••••••• A••••••• L••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 28, 2014 to Sep 9, 2026factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2022 to Sep 9, 2026factForm ADV
→ B••••••••• A•••• M••••••••• L••

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.