DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ANTHONY R SARRACINO

Advisor at LINCOLN INVESTMENT

Phoenixville, PA | Fort Washington, PA | Lewes, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d7914bb-4e69-3ae2-512f-52af6dfc4ea4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 17, 2000
First registration: Feb 14, 2017
Dual registered: yes, broker-dealer
Other names: Tony Sarracino
IAPD individual key: 4128393

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Feb 4, 2020	n/a	yes	Fort Washington, PA\|Phoenixville, PA\|Lewes, DE	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Sep 11, 2019	no	JENKINTOWN, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 11, 2019	no	OMAHA, NE\|JENKINTOWN, PA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 14, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 11, 2019	Feb 27, 2018	-561	Bulk transfer	Other
TD AMERITRADE, INC.	LINCOLN INVESTMENT	Sep 11, 2019	Feb 4, 2020	146	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Feb 4, 2020 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 11, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Sep 11, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 14, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.