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F•••••••• A•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

F•••••••• A•••••• P••••••

Advisor at W•••••• C•••••• M••••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:6d7b8f13-b9ed-671d-3116-c173f4868a61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• C•••••• M••••••••• L••	Independent wealth	Jul 29, 2009	n/a	yes	PHOENIX, AZ	Current employment
P••••• • R••••	Other adviser	Feb 2, 2007	Jul 17, 2008	no	LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• • R••••	W•••••• C•••••• M••••••••• L••	Jul 17, 2008	Jul 29, 2009	377	Firm change	Other
C•••••• S••••• • C••• I•••	P••••• • R••••	Jan 25, 2006

Relationships

Registered with (3)

→ W•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 29, 2009 to presentfactForm ADV
→ P••••• • R••••Registered adviserregistration: previous registration
Feb 2, 2007 to Jul 17, 2008factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 30, 2004 to Jan 25, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d7b8f13-b9ed-671d-3116-c173f4868a61
First observed: Sep 30, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.