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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WINDSOR CAPITAL MANAGEMENT, LLC

CRD 116593

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1260df8-0f22-03ce-bc68-1e005e3bebe2

Data as of Jan 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2011 to Jan 16, 2026
59 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $703MItem 5.F on the latest filing (2026-01-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $703M
Private client RAUM: $624MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $117Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,204
Individual clients: 275
High net worth clients: 183
SEC number: 801-64200
CIK: 1543100
CRD: 116593
Filings on the tape: 59
First filed: Dec 19, 2011
Latest filed: Jan 16, 2026
Organised: Limited Liability Company, MN
Website: moneyuncomplicated.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DONALD EDWARD PEPPLER	n/a	PHOENIX, AZ	18	32	1	no
DARREN LANE WHITEHURST	n/a	PHOENIX, AZ	18	33	1	no
CAROLIN ALAVERDIAN	n/a	VALLEY GLEN, CA \| PHOENIX, AZ	17	28	3	no
FREDERICK ANTHONY PETRINO	n/a	PHOENIX, AZ	17	36	2	no
LEWIS RICHARD COFFEY	n/a	BLOOMINGTON, MN \| PHOENIX, AZ	12	15	n/a	no
JACKSON GERALD PEPPLER	n/a	PHOENIX, AZ	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PEPPLER CAPITAL ADVISORS, INC	Owner	C	yes	09/2009	Dec 19, 2011	Jan 22, 2024
PEPPLER, DONALD, EDWARD	President	E	yes	01/2008	Dec 19, 2011	Jan 22, 2024
PEPPLER, DONALD, EDWARD	CHIEF COMPLIANCE OFFICER	Na	yes	02/2008	Dec 19, 2011	Jan 22, 2024
WHITEHURST FINANCIAL SERVICES, INC.	Owner	D	yes	01/2001	Dec 19, 2011	Jan 22, 2024
WHITEHURST, DARREN, LANE	President	E	yes	02/1999	Dec 19, 2011	Jan 22, 2024
WHITEHURST, DARREN, LANE	CHIEF MANAGER	Na	yes	01/2000	Dec 19, 2011	Jan 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GREENWOOD VILLAGE	Co	United States	1	no
OAK BROOK	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 16, 2026	$703M	$703M	8	5	3	n/a	n/a
2024	Apr 8, 2025	$665M	$665M	8	5	3	n/a	n/a
2023	Jan 22, 2024	$620M	$620M	8	5	4	n/a	n/a
2022	Jan 24, 2023	$587M	$587M	8	5	4	n/a	n/a
2021	Feb 9, 2022	$626M	$626M	8	6	4	n/a	n/a
2020	Feb 4, 2021	$615M	$615M	9	6	4	n/a	n/a
2019	Jan 21, 2020	$572M	$572M	7	6	4	n/a	n/a
2018	Jan 29, 2019	$502M	$502M	7	6	2	n/a	n/a
2017	Feb 27, 2018	$530M	$530M	8	6	2	n/a	n/a
2016	Feb 2, 2017	$506M	$506M	8	6	n/a	n/a	n/a
2015	Feb 5, 2016	$461M	$461M	8	6	n/a	n/a	n/a
2014	Jan 16, 2015	$494M	$494M	9	6	n/a	n/a	n/a
2013	Jan 9, 2014	$477M	$477M	8	7	n/a	n/a	n/a
2012	Feb 4, 2013	$437M	$437M	8	7	n/a	n/a	n/a
2011	Jan 31, 2012	$368M	$368M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$703M	$665M	5.8%	$587M	6.2%	8	8	3	3

Relationships

Registered with (11)

← JACKSON GERALD PEPPLERAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← LEWIS RICHARD COFFEYAdvisorregistration: current employment
Nov 1, 2013 to presentfactForm ADV
← FREDERICK ANTHONY PETRINOAdvisorregistration: current employment
Jul 29, 2009 to presentfactForm ADV
← CAROLIN ALAVERDIANAdvisorregistration: current employment
Nov 24, 2008 to presentfactForm ADV
← DARREN LANE WHITEHURSTAdvisorregistration: previous registration
Feb 5, 2001 to Dec 31, 2005factForm ADV
← DONALD EDWARD PEPPLERAdvisorregistration: current employment
Apr 8, 2008 to presentfactForm ADV
← IAN MICHAEL FREEMIREAdvisorregistration: previous registration
Feb 27, 2019 to Mar 21, 2022factForm ADV
← Shannon M GallopAdvisorregistration: previous registration
Feb 10, 2017 to Jun 25, 2018factForm ADV
← KENNETH BRIAN KANNAdvisorregistration: previous registration
Aug 19, 2010 to Jan 27, 2017factForm ADV
← ROBERT Antoine FILMOREAdvisorregistration: previous registration
May 5, 2014 to Oct 2, 2014factForm ADV
← Daniel H RosenbergAdvisorregistration: previous registration
Jun 15, 2009 to Oct 15, 2009factForm ADV

Controls (4)

← WHITEHURST, DARREN, LANEOwnerPRESIDENT, ownership code E, individual
Dec 19, 2011 to Jan 22, 2024factForm ADV
← PEPPLER, DONALD, EDWARDOwnerPRESIDENT, ownership code E, individual
Dec 19, 2011 to Jan 22, 2024factForm ADV
← PEPPLER CAPITAL ADVISORS, INCOwnerOWNER, ownership code C, domestic entity
Dec 19, 2011 to Jan 22, 2024factForm ADV
← WHITEHURST FINANCIAL SERVICES, INC.OwnerOWNER, ownership code D, domestic entity
Dec 19, 2011 to Jan 22, 2024factForm ADV

Dated events

Occurred
Mar 21, 2022
Advisor changed firm
Ian Michael Freemire left Windsor Capital Management, Llc for Mercer Global Advisors Inc. (registered 2022-04-12)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1260df8-0f22-03ce-bc68-1e005e3bebe2
First observed: Dec 19, 2011
Last observed: Jan 16, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINDSOR CAPITAL MANAGEMENT, LLC

CRD 116593

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1260df8-0f22-03ce-bc68-1e005e3bebe2

Data as of Jan 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DONALD EDWARD PEPPLER

n/a

PHOENIX, AZ

DARREN LANE WHITEHURST

n/a

PHOENIX, AZ

CAROLIN ALAVERDIAN

n/a

VALLEY GLEN, CA | PHOENIX, AZ

FREDERICK ANTHONY PETRINO

n/a

PHOENIX, AZ

LEWIS RICHARD COFFEY

n/a

BLOOMINGTON, MN | PHOENIX, AZ

n/a

JACKSON GERALD PEPPLER

n/a

PHOENIX, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PEPPLER CAPITAL ADVISORS, INC

Owner

yes

09/2009

Dec 19, 2011

Jan 22, 2024

PEPPLER, DONALD, EDWARD

President

yes

01/2008

Dec 19, 2011

Jan 22, 2024

PEPPLER, DONALD, EDWARD

CHIEF COMPLIANCE OFFICER

yes

02/2008

Dec 19, 2011

Jan 22, 2024

WHITEHURST FINANCIAL SERVICES, INC.

Owner

yes

01/2001

Dec 19, 2011

Jan 22, 2024

WHITEHURST, DARREN, LANE

President

yes

02/1999

Dec 19, 2011

Jan 22, 2024

WHITEHURST, DARREN, LANE

CHIEF MANAGER

yes

01/2000

Dec 19, 2011

Jan 22, 2024

City

State

Country

Employees

Also broker-dealer

GREENWOOD VILLAGE

United States

OAK BROOK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 16, 2026

$703M

n/a

2024

Apr 8, 2025

$665M

n/a

2023

Jan 22, 2024

$620M

n/a

2022

Jan 24, 2023

$587M

n/a

2021

Feb 9, 2022

$626M

n/a

2020

Feb 4, 2021

$615M

n/a

2019

Jan 21, 2020

$572M

n/a

2018

Jan 29, 2019

$502M

n/a

2017

Feb 27, 2018

$530M

n/a

2016

Feb 2, 2017

$506M

n/a

2015

Feb 5, 2016

$461M

n/a

2014

Jan 16, 2015

$494M

n/a

2013

Jan 9, 2014

$477M

n/a

2012

Feb 4, 2013

$437M

n/a

2011

Jan 31, 2012

$368M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$703M

$665M

5.8%

$587M

6.2%