A••••• M•••••

Advisor at C••••• M••••••

Spring Hill, TN | IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d8365e6-0c7e-113a-d833-4929190af903

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• M••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• M••••••	Independent wealth	Sep 29, 2023	n/a	yes	Spring Hill, TN\|IRVINE, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 21, 2013	Sep 30, 2023	no	LAGUNA HILLS, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C••••• M••••••	Sep 30, 2023	Sep 29, 2023	-1	Firm change	Wirehouse to RIA
E•••• S••••••••• L••	J••• M••••• S••••••••• L••	Mar 28, 2013	Mar 21, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:111458:CA:2023-09-30	Sep 30, 2023	Sep 29, 2023	IRVINE, CA	Firm change

Relationships

Registered with (4)

→ C••••• M••••••Registered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2013 to Sep 30, 2023factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 16, 2011 to Mar 28, 2013factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Sep 30, 2023
Advisor changed firm
A••••• M••••• left J••• M••••• S••••••••• L•• for C••••• M•••••• (registered 2023-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d8365e6-0c7e-113a-d833-4929190af903
First observed: Nov 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.