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RIA / WealthAdvisorCertified Financial Planner28 years in industry

BRAD KENNETH HEINDEL

Advisor at 46 PEAKS INVESTMENT ADVISORY GROUP

NEWTOWN, PA

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Search this name across graphsid dfx:ria:6d8c52c2-e360-58d5-1a48-92699f810c5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 46 PEAKS INVESTMENT ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 2, 1998
First registration: Jul 3, 2003
Dual registered: no
IAPD individual key: 3078426

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
46 PEAKS INVESTMENT ADVISORY GROUP	Independent wealth	Feb 14, 2020	n/a	yes	NEWTOWN, PA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	May 2, 2005	Apr 12, 2012	no	PRINCETON, NJ\|MARLTON, NJ	Previous registration
KB FINANCIAL PARTNERS, LLC	Former SEC adviser	Apr 21, 2005	Mar 4, 2020	no	PRINCETON, NJ\|PRINCETON, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 30, 2004	Mar 31, 2005	no	LAWRENCEVILL, NJ	Previous registration
SMH CAPITAL ADVISORS LLC	Institutional manager	Jul 3, 2003	Jan 30, 2004	no	EXTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KB FINANCIAL PARTNERS, LLC	EQUITABLE ADVISORS, LLC	Mar 4, 2020	May 2, 2005	-5,420	Firm change after gap	RIA to ibd
EQUITABLE ADVISORS, LLC	46 PEAKS INVESTMENT ADVISORY GROUP	Apr 12, 2012	Feb 14, 2020	2,864	Firm change after gap	Ibd to new firm
MORGAN STANLEY DW INC.	KB FINANCIAL PARTNERS, LLC	Mar 31, 2005	Apr 21, 2005	21	Firm change	Other
SMH CAPITAL ADVISORS LLC	MORGAN STANLEY DW INC.	Jan 30, 2004	Mar 30, 2004	60	Firm change	Other

Relationships

Registered with (5)

→ 46 PEAKS INVESTMENT ADVISORY GROUPRegistered adviserregistration: current employment
Feb 14, 2020 to presentfactForm ADV
→ KB FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 21, 2005 to Mar 4, 2020factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 2, 2005 to Apr 12, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 30, 2004 to Mar 31, 2005factForm ADV
→ SMH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jul 3, 2003 to Jan 30, 2004factForm ADV

Dated events

No dated event names this entity yet.