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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

Adam Blocki

Advisor at ARAX ADVISORY PARTNERS

Pagosa Springs, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:6d8fecde-630c-b8d5-10fc-6c9f32f1913a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jul 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65
First exam: Jul 11, 2011
First registration: Jul 13, 2011
Dual registered: no
Other names: ADAM BLOCKI|ADAM MICHAEL BLOCKI
IAPD individual key: 5947257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jun 18, 2025	n/a	yes	Pagosa Springs, CO\|NEW YORK, NY	Current employment
SCHECHTER INVESTMENT ADVISORS, LLC	Former SEC adviser	Jun 12, 2023	Jul 11, 2025	no	Pagosa Springs, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 23, 2021	Jun 8, 2023	no	PAGOSA SPRINGS, CO\|SAN DIEGO, CA\|PAGOSA SPRINGS, CO	Previous registration
Spc	Bd affiliated wealth	Mar 5, 2021	Sep 23, 2021	no	ANN ARBOR, MI\|Pagosa Springs, CO\|Waterford, MI	Previous registration
SIMPLYRIA ADVISOR NETWORK	Independent wealth	Jan 31, 2020	Mar 10, 2021	no	Denver, CO\|BRIGHTON, MI	Previous registration
A SMARTER WAY TO INVEST	Asset manager	Aug 2, 2017	Mar 10, 2021	no	BRIGHTON, MI	Previous registration
Spc	Bd affiliated wealth	Jul 21, 2016	Aug 3, 2017	no	waterford, MI\|ANN ARBOR, MI	Previous registration
A SMARTER WAY TO INVEST	Asset manager	Apr 26, 2013	Nov 4, 2015	no	BRIGHTON, MI	Previous registration
SIMPLYRIA ADVISOR NETWORK	Independent wealth	Jul 13, 2011	Nov 4, 2015	no	BRIGHTON, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHECHTER INVESTMENT ADVISORS, LLC	ARAX ADVISORY PARTNERS	Jul 11, 2025	Jun 18, 2025	-23	Firm change	RIA to RIA
LPL FINANCIAL LLC	SCHECHTER INVESTMENT ADVISORS, LLC	Jun 8, 2023	Jun 12, 2023	4	Firm change	Ibd to RIA
Spc	LPL FINANCIAL LLC	Sep 23, 2021	Sep 23, 2021	0	Firm change	Ibd to ibd
A SMARTER WAY TO INVEST	SIMPLYRIA ADVISOR NETWORK	Mar 10, 2021	Jan 31, 2020	-404	Firm change after gap	Other
SIMPLYRIA ADVISOR NETWORK	Spc	Mar 10, 2021	Mar 5, 2021	-5	Firm change	RIA to ibd
Spc	A SMARTER WAY TO INVEST	Aug 3, 2017	Aug 2, 2017	-1	Firm change	Other
A SMARTER WAY TO INVEST	Spc	Nov 4, 2015	Jul 21, 2016	260	Firm change	Other
SIMPLYRIA ADVISOR NETWORK	A SMARTER WAY TO INVEST	Nov 4, 2015	Apr 26, 2013	-922	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169114:133535:CO:2025-07-11	Jul 11, 2025	Jun 18, 2025	PAGOSA SPRINGS, CO	Firm change

Relationships

Registered with (6)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ SCHECHTER INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 12, 2023 to Jul 11, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 23, 2021 to Jun 8, 2023factForm ADV
→ SPCRegistered adviserregistration: previous registration
Mar 5, 2021 to Sep 23, 2021factForm ADV
→ SIMPLYRIA ADVISOR NETWORKRegistered adviserregistration: previous registration
Jan 31, 2020 to Mar 10, 2021factForm ADV
→ A SMARTER WAY TO INVESTRegistered adviserregistration: previous registration
Aug 2, 2017 to Mar 10, 2021factForm ADV

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
Adam Blocki left Schechter Investment Advisors, Llc for Arax Advisory Partners (registered 2025-06-18)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2023
Advisor changed firm
Adam Blocki left Lpl Financial Llc for Schechter Investment Advisors, Llc (registered 2023-06-12)
Form ADVobserved 6 days ago