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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

John David Huddleston

Advisor at SCHWAB WEALTH ADVISORY, INC.

Lone Tree, CO

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Search this name across graphsid dfx:ria:6d914b38-baf1-40ac-4aeb-70d6b2f38417

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 30, 2008
First registration: Apr 29, 2013
Dual registered: yes, broker-dealer
Other names: John Huddleston
IAPD individual key: 5436594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 17, 2023	n/a	yes	Lone Tree, CO	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	COLORADO SPRINGS, CO\|Fort Collins, CO\|Lone Tree, CO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 17, 2023	no	OMAHA, NE\|Fort Collins, CO\|Fort Collins, CO\|Lone Tree, CO	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	May 18, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 8, 2015	Nov 3, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Apr 29, 2013	May 11, 2015	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 17, 2023	Feb 27, 2018	-1,875	Channel change	Other
TD AMERITRADE, INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 14, 2022	Apr 17, 2023	185	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
STRATEGIC ADVISERS LLC	SCOTTRADE INVESTMENT MANAGEMENT	Nov 3, 2016	May 18, 2017	196	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	STRATEGIC ADVISERS LLC	May 11, 2015	Jul 8, 2015	58	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:159035:CO:2022-10-14	Oct 14, 2022	Apr 17, 2023	LONE TREE, CO	Firm change

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Apr 17, 2023 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 17, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 18, 2017 to Feb 26, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 8, 2015 to Nov 3, 2016factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2013 to May 11, 2015factForm ADV

Dated events

No dated event names this entity yet.