S•••• H••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	May 16, 2024	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
A••••• T••••• P•••••• W•••••	Independent wealth	Jan 17, 2024	Jun 26, 2024	no	NEW YORK, NY\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• T••••• P•••••• W•••••	A••• A••••••• P•••••••	Jun 26, 2024	May 16, 2024	-41	Firm change after gap	RIA to RIA
P••••••••• P••••••• • C••• L••	A••••• T••••• P•••••• W•••••	Oct 31, 2023	Jan 17, 2024

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ A••••• T••••• P•••••• W•••••Registered adviserregistration: previous registration
Jan 17, 2024 to Jun 26, 2024factForm ADV
→ P••••••••• P••••••• • C••• L••Registered adviserregistration: previous registration
Jul 16, 2020 to Oct 31, 2023factForm ADV

Dated events

Order

Occurred
26 Jun 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 16, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.