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CRD 282688
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MEGAN ANN BLEIL | n/a | BETHESDA, MD | 9 | 21 | 5 | no |
| William Joseph Lowrie | n/a | BETHESDA, MD | 3 | 20 | 1 | no |
| RODD JEFFREY MACKLIN | Chartered Financial Analyst | BETHESDA, MD | 2 | 18 | 1 | no |
| CHARLES STUART SHEAIN | Chartered Financial Analyst | BETHESDA, MD | 2 | 18 | n/a | no |
| BRIAN RICHARD GAISTER | n/a | BETHESDA, MD | Houston, TX | 2 | 18 | 5 | no |
| Robert Kent Andrews | n/a | BETHESDA, MD | 1 | 11 | n/a | no |
| Keith Kellum | Certified Financial Planner | BETHESDA, MD | 1 | 16 | n/a | no |
| William Lawrence Halkyard | n/a | BETHESDA, MD | 0 | 12 | n/a | no |
| Longhe Cao | n/a | BETHESDA, MD | 0 | 17 | n/a | no |
| Jacob Reinhardt | n/a | BETHESDA, MD | 0 | 12 | n/a | no |
| MEREDITH Lynn FARBER | n/a | BETHESDA, MD | 0 | 10 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PENNINGTON REAL ESTATE PARTNERS OZF, LP | Real Estate Fund | $84.6M | Apr 6, 2026 | 5 | Mar 29, 2024 | reported | n/a |
| PENNINGTON ALTERNATIVE INCOME IDF, LP | Private Equity Fund | $84.4M | Apr 6, 2026 | 1 | May 6, 2019 | reported | n/a |
| PENNINGTON ALTERNATIVE INCOME ACCESS, LP | n/a | $77.3M | Apr 6, 2026 | 25 | Apr 6, 2026 | reported | n/a |
| PTM PARTNERS OPPORTUNITY ZONE FUND I, LP | Real Estate Fund | $76.8M | Apr 6, 2026 | 88 | May 6, 2019 | reported | n/a |
| PENNINGTON PRIVATE ACCESS, LP | Private Equity Fund | $70.4M | Apr 6, 2026 | 17 | Mar 29, 2024 | reported | n/a |
| PENNINGTON APPRECIATION FUND, LP | Private Equity Fund | $50.8M | Apr 6, 2026 | 27 | May 6, 2019 | reported | n/a |
| PENNINGTON ALTERNATIVE INCOME FUND, LP | Hedge Fund | $28.9M | Apr 6, 2026 | 24 | Mar 31, 2022 | reported | n/a |
| PTM PARTNERS OPPORTUNITY ZONE FUND III, LP | Private Equity Fund | $8.0M | Apr 6, 2026 | 35 | Mar 29, 2024 | reported | 021-1995666 |
| ATOMIZER LXIV, A SERIES OF ATOMIZER LLC | Other Private Fund | $4.3M | Apr 6, 2026 | 33 | Mar 31, 2023 | reported | n/a |
| PENNINGTON LIQUIDITY FUND, LP | Liquidity Fund | $1.0M | Apr 6, 2026 | 11 | May 6, 2019 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GAISTER, BRIAN, RICHARD | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | D | yes | 01/2016 | Apr 6, 2026 | Apr 6, 2026 |
| MACKLIN, RODD, JEFFREY | Member | B | yes | 02/2016 | Apr 6, 2026 | Apr 6, 2026 |
| SCOTT, GUY, ANTHONY | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2020 | Apr 6, 2026 | Apr 6, 2026 |
| GAISTER, BRIAN, RICHARD | Member | C | yes | 01/2016 | Jan 21, 2016 | Oct 21, 2024 |
| GF ANGEL, LLC | Member | Na | no | 01/2016 | Apr 6, 2026 | Apr 6, 2026 |
| ROSE, SAMUEL, GARY | Member | Na | no | 10/2018 | Apr 6, 2026 | Apr 6, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NSL, LLC | n/a | n/a | n/a | Y | no | n/a |
| PENNINGTON ALTERNATIVE INCOME FUND GP, LLC | n/a | n/a | n/a | Y | no | n/a |
| PENNINGTON ALTERNATIVE INCOME IDF GP, LLC | n/a | n/a | n/a | Y | no | n/a |
| PENNINGTON APPRECIATION FUND GP, LLC | n/a | n/a | n/a | Y | no | n/a |
| PENNINGTON GM, LLC | n/a | n/a | n/a | Y | no | n/a |
| PTM PARTNERS FUND MANAGER, LLC | n/a | n/a | n/a | N | no | n/a |
| PTM PARTNERS OZF I GP, LLC | n/a | n/a | n/a | N | no | n/a |
| SAAS VENTURES FUND II GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SAAS VENTURES GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SAAS VENTURES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 6, 2026 | $5.1B | $2.4B | 36 | 10 | 1 | 10 | n/a |
| 2024 | Apr 14, 2025 | $4.0B | $1.7B | 27 | 15 | 1 | 10 | n/a |
| 2023 | Mar 29, 2024 | $3.0B | $1.4B | 19 | 8 | 1 | 9 | $302M |
| 2022 | Mar 31, 2023 | $1.7B | $406M | 13 | 8 | 1 | 6 | $235M |
| 2021 | Mar 31, 2022 | $1.8B | $523M | 13 | 8 | 0 | 7 | $332M |
| 2020 | Mar 31, 2021 | $1.1B | $504M | 8 | 5 | 0 | 4 | $209M |
| 2019 | Apr 1, 2020 | $776M | $355M | 8 | 5 | 0 | 4 | $190M |
| 2018 | Mar 31, 2019 | $665M | $351M | 6 | 4 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $173M | $88.9M | 5 | 4 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $94.0M | $79.6M | 3 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 18.2% | 0 | 0 | 0 | 5 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.1B | $4.0B | 28.7% | $1.7B | 44.0% | 36 | 27 | 1 | 1 |