DFX Intelligence

R•••••• C• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••••• C• H•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Glendale, AZ | Scottsdale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 7, 2022	n/a	yes	Glendale, AZ\|Scottsdale, AZ	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Apr 26, 2010	Apr 1, 2022	no	Glendale, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 1, 2022	Mar 7, 2022	-25	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	F•••• F•••••••• E••••• C•••••••••	Mar 22, 2010	Apr 26, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:134139:AZ:2022-04-01	Apr 1, 2022	Mar 7, 2022	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 7, 2022 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Apr 26, 2010 to Apr 1, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2009 to Mar 22, 2010factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

Order

Occurred
1 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 7, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.