DFX Intelligence

A•••••••• W•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A•••••••• W•••••• F••••••

Advisor at M••••••• R••• P•••••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:6d9c30ed-391a-2ee9-4818-97e182d1aca1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• R••• P•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• R••• P•••••••••	Independent wealth	Feb 19, 2025	n/a	yes	SAN DIEGO, CA	Current employment
M••••• S••••••	Wirehouse	Aug 8, 2016	Jan 22, 2018	no	Garden City, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••••• R••• P•••••••••	Jan 22, 2018	Feb 19, 2025	2,585	Firm change after gap	Wirehouse to RIA
E•••••••• A•••••••• L••	M••••• S••••••	Nov 11, 2015	Aug 8, 2016

Relationships

Registered with (3)

→ M••••••• R••• P•••••••••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 8, 2016 to Jan 22, 2018factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2015 to Nov 11, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d9c30ed-391a-2ee9-4818-97e182d1aca1
First observed: Oct 29, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.