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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Michael Tilton

Advisor at PARK AVENUE SECURITIES LLC

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:6d9f82d3-747b-815b-d05c-a55ed5082eee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S66|S63
First exam: Dec 23, 1999
First registration: Feb 17, 2000
Dual registered: yes, broker-dealer
Other names: TILTON
IAPD individual key: 4072366

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 20, 2026	n/a	yes	LAKE OSWEGO, OR	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 30, 2009	Nov 19, 2012	no	AUSTIN, TX\|SAN JOSE, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 19, 2007	Oct 14, 2009	no	AUSTIN, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 1, 2004	Oct 23, 2007	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 17, 2000	Oct 28, 2002	no	SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PARK AVENUE SECURITIES LLC	Nov 19, 2012	May 20, 2026	4,930	Firm change after gap	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 14, 2009	Sep 30, 2009	-14	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Oct 23, 2007	Oct 19, 2007	-4	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 28, 2002	Mar 1, 2004	490	Firm change after gap	Other

Relationships

Registered with (5)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 30, 2009 to Nov 19, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 19, 2007 to Oct 14, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2004 to Oct 23, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 17, 2000 to Oct 28, 2002factForm ADV

Dated events

No dated event names this entity yet.