S•••• A•• W•••

Advisor at C••• C••••••• L••

CHICAGO, IL | St Joseph, MI

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Search this name across graphsid dfx:ria:6db1c274-ab26-666b-55e8-078e0d11f22f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C••••••• L••	Independent wealth	Dec 3, 2025	n/a	yes	CHICAGO, IL\|St Joseph, MI	Current employment
D•••••• W•••••	Independent wealth	Feb 9, 2024	Aug 25, 2025	no	Buchanan, MI\|MAHWAH, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• W•••••	C••• C••••••• L••	Aug 25, 2025	Dec 3, 2025	100	Firm change	RIA to RIA
H•••••• T••••••• • K•••• L••	D•••••• W•••••	Feb 12, 2024	Feb 9, 2024

Relationships

Registered with (4)

→ C••• C••••••• L••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ D•••••• W•••••Registered adviserregistration: previous registration
Feb 9, 2024 to Aug 25, 2025factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Oct 28, 2022 to Feb 12, 2024factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Aug 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6db1c274-ab26-666b-55e8-078e0d11f22f
First observed: Mar 1, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.