DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sarah Ann Ward
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sarah Ann Nelson
At current firm
0 y
since Dec 3, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Curi Capital, LLC independent RIA currentsince Dec 3, 2025 · Chicago, Il
- Drucker Wealth independent RIAFeb 9, 2024 to Aug 25, 2025 · Buchanan, Mi
- Hornor, Townsend & Kent, LLC independent RIAOct 28, 2022 to Feb 12, 2024 · New York, Ny
- Stifel, Nicolaus & Company, Incorporated national BDMar 1, 2021 to Oct 18, 2022 · St. Joseph, Mi
Moves
a registration end followed by a registration begin elsewhere
- Drucker Wealth to Curi Capital, LLCleft Aug 25, 2025, registered Dec 3, 2025 (100 days) · RIA to RIA
- Hornor, Townsend & Kent, LLC to Drucker Wealthleft Feb 12, 2024, registered Feb 9, 2024 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Stifel, Nicolaus & Company, Incorporated to Hornor, Townsend & Kent, LLCleft Oct 18, 2022, registered Oct 28, 2022 (10 days) · Affiliated broker-dealer or bank to another
Signals
- Sarah Ann Ward left Drucker Wealth for Curi Capital, Llc (registered 2025-12-03)Aug 25, 2025 · Advisor changed firm · fact
- Sarah Ann Ward left Hornor, Townsend & Kent, Llc for Drucker Wealth (registered 2024-02-09)Feb 12, 2024 · Advisor changed firm · fact
- Sarah Ann Ward left Stifel, Nicolaus & Company, Incorporated for Hornor, Townsend & Kent, Llc (registered 2022-10-28)Oct 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address