DFX Intelligence

C•••••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C•••••• J••••• L••••••

Advisor at S••••••••• F•••••••• G••••• L••

WORMLEYSBURG, PA

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Search this name across graphsid dfx:ria:6db69052-7de3-93af-eb23-d0a2bcccd068

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••• L••	Independent wealth	Jan 2, 2024	n/a	yes	WORMLEYSBURG, PA	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 13, 2022	Dec 31, 2023	no	ATLANTA, GA\|Wormleysburg, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S••••••••• F•••••••• G••••• L••	Dec 31, 2023	Jan 2, 2024	2	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ S••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 13, 2022 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6db69052-7de3-93af-eb23-d0a2bcccd068
First observed: Jul 13, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.