DFX Intelligence

D•••• S•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

D•••• S•••••• K•••••

Advisor at M•••••• G••••• A••••••• L••

HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:6dbbc2c3-aa33-288d-f70e-f6039600c983

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• G••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• G••••• A••••••• L••	Independent wealth	Nov 15, 2021	n/a	yes	HAUPPAUGE, NY	Current employment
T•••••• A••••••• L••	State registered	Feb 2, 2016	Jan 5, 2018	no	WOODBURY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• A••••••• L••	M•••••• G••••• A••••••• L••	Jan 5, 2018	Nov 15, 2021	1,410	Firm change after gap	Other
G•••••• F•••••••• C••••	T•••••• A••••••• L••	Oct 27, 2015	Feb 2, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
145231:288894:NY:2018-01-05	Jan 5, 2018	Nov 15, 2021	WOODBURY, NY	Firm change after gap
126593:145231:NY:2015-10-27	Oct 27, 2015	Feb 2, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ M•••••• G••••• A••••••• L••Registered adviserregistration: current employment
Nov 15, 2021 to presentfactForm ADV
→ T•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 2, 2016 to Jan 5, 2018factForm ADV
→ G•••••• F•••••••• C••••Registered adviserregistration: previous registration
Sep 23, 2014 to Oct 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6dbbc2c3-aa33-288d-f70e-f6039600c983
First observed: Sep 23, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.