DFX Intelligence

M•••••• G••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

M•••••• G••••• A••••••• L••

CRD 288894

HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:78db23e5-094d-59c8-c7a2-77a57e3f6687

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 0
Observed: May 27, 2022 to Apr 21, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.08 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0
Regulatory AUM: $71.4M••• Locked
Discretionary RAUM: $40.4M
Private client RAUM: $66.0Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $8.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• D•••• R••••••••	n/a	HAUPPAUGE, NY	6	37	5	yes
A•••• J••••• G•••••	n/a	HAUPPAUGE, NY	4	42

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• A••••• J•••••	PRESIDENT/CCO	Na	yes	05/2017	May 27, 2022	Mar 29, 2024
K•••••• D••••• S••••••	INDIRECT OWNER	C	yes	08/2016	May 27, 2022	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$71.4M	$80.4M	-11.2%	$47.0M	14.9%	8	5	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•••••• A••••••• L••	2	Jan 5, 2018	Nov 15, 2021	WOODBURY, NY	Team lift out	Other	50.0%

Relationships

Registered with (8)

← D••• S••• G•••••Advisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← M•••••• K•••••Advisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← E••• A••• N•••••Advisorregistration: current employment
Jul 17, 2024 to presentfactForm ADV
← A••• R••••• S••••••••

Dated events

Occurred
May 27, 2022
First Form ADV filing
M•••••• G••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78db23e5-094d-59c8-c7a2-77a57e3f6687
First observed: May 27, 2022
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.