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RIA / WealthAdvisor20 years in industry

MATTHEW THOMAS BOSWELL

Advisor at NEIL JESANI WEALTH MANAGEMENT

SUNRISE, FL

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Search this name across graphsid dfx:ria:6dc3ffd4-74c9-0aa5-4684-0cb0c7b6ea8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEIL JESANI WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Aug 25, 2006
First registration: Oct 10, 2012
Dual registered: no
Other names: MATTHEW T BOSWELL|Matt Boswell|Matthew Thomas Boswell|Matthew Boswell
IAPD individual key: 5192726

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEIL JESANI WEALTH MANAGEMENT	Independent wealth	Aug 13, 2026	n/a	yes	SUNRISE, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 18, 2025	Aug 6, 2026	no	Fort Lauderdale, FL\|Ft Lauderdale, FL	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Jun 13, 2023	May 8, 2024	no	FT. LAUDERDALE, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 24, 2014	Jun 13, 2014	no	NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 10, 2012	Oct 3, 2013	no	AVENTURA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	NEIL JESANI WEALTH MANAGEMENT	Aug 6, 2026	Aug 13, 2026	7	Firm change	Ibd to RIA
NORTHERN TRUST SECURITIES, INC	AMERIPRISE FINANCIAL SERVICES, LLC	May 8, 2024	Apr 18, 2025	345	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	NORTHERN TRUST SECURITIES, INC	Jun 13, 2014	Jun 13, 2023	3,287	Firm change after gap	Wirehouse to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Oct 3, 2013	Feb 24, 2014	144	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ NEIL JESANI WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2025 to Aug 6, 2026factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Jun 13, 2023 to May 8, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 24, 2014 to Jun 13, 2014factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
Matthew Thomas Boswell left Ameriprise Financial Services, Llc for Neil Jesani Wealth Management (registered 2026-08-13)
Form ADVobserved 5 days ago
Occurred
May 8, 2024
Advisor changed firm
Matthew Thomas Boswell left Northern Trust Securities, Inc for Ameriprise Financial Services, Llc (registered 2025-04-18)
Form ADVobserved 5 days ago