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Advisor at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
SPRINGFIELD, MO | LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | Independent wealth | Jul 7, 2017 | n/a | yes | LEAWOOD, KS|SPRINGFIELD, MO | Current employment |
| LAWING FINANCIAL INC | Former SEC adviser | Aug 17, 2007 | Sep 12, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 11, 2006 | Jul 16, 2007 | no | SPRINGFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAWING FINANCIAL INC | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | Sep 12, 2017 | Jul 7, 2017 | -67 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LAWING FINANCIAL INC | Jul 16, 2007 | Aug 17, 2007 | 32 | Firm change | Other |