DFX Intelligence

W••••• S••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

W••••• S••••• W••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Beachwood, OH

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Search this name across graphsid dfx:ria:6dcdbfa8-fd59-9c80-12c2-640ba8df15b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 7, 2019	n/a	yes	Beachwood, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 26, 2010	Jul 10, 2019	no	PEPPER PIKE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 10, 2019	Jul 7, 2019	-3	Firm change	Wirehouse to ibd
O•••• W•••••• I•••	N•• F•••••••• P•••••••	Mar 4, 2010	Dec 7, 1999

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:134139:OH:2019-07-10	Jul 10, 2019	Jul 7, 2019	PEPPER PIKE, OH	Firm change

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 7, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 26, 2010 to Jul 10, 2019factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 19, 1999 to Mar 4, 2010factForm ADV
→ N•• F•••••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6dcdbfa8-fd59-9c80-12c2-640ba8df15b2
First observed: Aug 19, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.