DFX Intelligence

N•• F•••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

N•• F•••••••• P•••••••

FINANCIAL P••••••• OF CLEVELAND, INC., CRD 120086

MAYFIELD HEIGHTS, OH

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Search this name across graphsid dfx:ria:2183990d-2b74-6c5f-8813-c6731cefc741

Data as of Jun 25, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 16
On other graphs: 0
Observed: Nov 16, 2011 to Jun 25, 2022
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $759M••• Locked
Discretionary RAUM: $743M
Private client RAUM: $729Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• K••••• H•••••	PRESIDENT/CEO	E	yes	05/1989	Nov 16, 2011	Jun 25, 2022
R••••••• K••••• J•••	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	Na	yes	01/2005	Nov 16, 2011	Jun 25, 2022

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Westlake	Oh	United States	5	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$759M	$1.4B	-45.3%	$1.1B	-10.4%	22	23	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••• F•••••••• G••••• L•••••	10	Nov 7, 2022	Jan 12, 2022	MAYFIELD HEIGHTS, OH	Firm absorbed	RIA to RIA	100.0%
O•••• W•••••• I•••	2	Jan 7, 2022	Mar 14, 2022

Relationships

Controls (2)

← M••••••• K••••• H•••••OwnerPRESIDENT/CEO, ownership code E, individual
Nov 16, 2011 to presentfactForm ADV
← R••••••• K••••• J•••OwnerCHIEF COMPLIANCE OFFICER/VICE PRESIDENT, ownership code NA, individual
Nov 16, 2011 to presentfactForm ADV

Registered with (19)

← K•••• H••••• M••••••Advisorregistration: previous registration
Dec 7, 1999 to Nov 7, 2022factForm ADV
← MICHAEL MARTIN WASYLYSHYN

Dated events

Occurred
Nov 7, 2022
Firm absorbed
N•• F•••••••• P•••••••'s advisors moved to S•••••• F•••••••• G••••• L••••• (Mayfield Heights, OH): 10 of 10 registered, on the same day
Form ADVobserved 7 days ago
10 advisors
Occurred
Nov 7, 2022
Advisor changed firm
Karey Lynn Edwards left N•• F•••••••• P••••••• for S•••••• F•••••••• G••••• L••••• (registered 2022-01-12)
Form ADVobserved 7 days ago
Occurred
Nov 7, 2022
Advisor changed firm
Ashley Candace Costello left N•• F•••••••• P••••••• for S•••••• F•••••••• G••••• L••••• (registered 2022-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2183990d-2b74-6c5f-8813-c6731cefc741
First observed: Nov 16, 2011
Last observed: Jun 25, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.