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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

David L Rutan

Advisor at STIRLINGSHIRE INVESTMENTS

LA Center, WA | NEW YORK, NY

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Search this name across graphsid dfx:ria:6dcfb7ad-d069-541c-3e0e-84067ef3c8aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 25, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIRLINGSHIRE INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 24, 2013
First registration: Nov 25, 2013
Dual registered: yes, broker-dealer
Other names: David Lee Rutan|David L Rutan
IAPD individual key: 6246138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIRLINGSHIRE INVESTMENTS	Independent wealth	Jul 20, 2026	n/a	yes	NEW YORK, NY\|LA Center, WA	Current employment
FISHER INVESTMENTS	Independent wealth	Aug 2, 2024	May 4, 2026	no	Camas, WA\|PLANO, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 9, 2017	Jul 31, 2024	no	Vancouver, WA\|Mercer Island, WA\|Vancouver, WA	Previous registration
WADDELL & REED	Former SEC adviser	Nov 25, 2013	Sep 27, 2017	no	VANCOUVER, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	STIRLINGSHIRE INVESTMENTS	May 4, 2026	Jul 20, 2026	77	Firm change	RIA to RIA
PRUCO SECURITIES, LLC	FISHER INVESTMENTS	Jul 31, 2024	Aug 2, 2024	2	Firm change	Ibd to RIA
WADDELL & REED	PRUCO SECURITIES, LLC	Sep 27, 2017	Oct 9, 2017	12	Firm change	Other

Relationships

Registered with (4)

→ STIRLINGSHIRE INVESTMENTSRegistered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Aug 2, 2024 to May 4, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 9, 2017 to Jul 31, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 25, 2013 to Sep 27, 2017factForm ADV

Dated events

Occurred
May 4, 2026
Advisor changed firm
David L Rutan left Fisher Investments for Stirlingshire Investments (registered 2026-07-20)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2024
Advisor changed firm
David L Rutan left Pruco Securities, Llc for Fisher Investments (registered 2024-08-02)
Form ADVobserved 4 days ago