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Advisor at SEACREST WEALTH MANAGEMENT, LLC
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEACREST WEALTH MANAGEMENT, LLC | Independent wealth | Dec 26, 2019 | n/a | yes | PURCHASE, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 24, 2011 | Jul 12, 2016 | no | STAMFORD, CT | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Oct 30, 2009 | Jul 1, 2011 | no | STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SEACREST WEALTH MANAGEMENT, LLC | Jul 12, 2016 | Dec 26, 2019 | 1,262 | Firm change after gap | Wirehouse to RIA |
| OPPENHEIMER & CO. INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 1, 2011 | Jun 24, 2011 | -7 | Firm change | Other |